Prices as of 5/27/2021 | ||
| Current NAV | Previous NAV | Difference |
|---|---|---|
| 25.73 | 25.55 | +0.18 |
Performance | |||||||
Returns as of 5/27/2021 | |||||||
Adaptive Growth Opportunities ETF | |||||||
| Daily | MTD | YTD | One Year | Three Year | Five Year | Inception | 0.71% | 0.36% | 9.92% | 48.03% | 17.88% | 19.52% | 13.74% |
|---|---|---|---|---|---|---|---|
S&P Global BMI TR USD | |||||||
| Daily | MTD | YTD | One Year | Three Year | Five Year | Inception | |
| 0.14% | 1.19% | 11.08% | 44.37% | 13.56% | 14.53% | 11.72% | |
Returns as of Quarter End 3/31/2021 | |||||||
Adaptive Growth Opportunities ETF | |||||||
| One Month | YTD | One Year | Three Year | Five Year | Inception | 0.2% | 5.21% | 71.41% | 16.78% | 18.78% | 13.42% |
Morningstar Moderate Aggressive Target Risk TR Index | |||||||
| One Month | YTD | One Year | Three Year | Five Year | Inception | ||
| 0.98% | 4.23% | 45.08% | 10.93% | 11.8% | 9.71% | ||
S&P Global BMI TR USD | |||||||
| One Month | YTD | One Year | Three Year | Five Year | Inception | ||
| 2.54% | 5.22% | 58.21% | 12.36% | 13.73% | 11.24% | ||
*The Fund inception was 9/20/2012. | |||||||
The performance information quoted above represents past performance, which is not a guarantee of future results. Investment return and principal value of an investment will fluctuate so that an investor’s shares, when redeemed, may be worth more or less than their original cost. Current performance may be lower or higher than the performance data quoted.
Ticker Information | |
| NASDAQ TICKER | AGOX |
|---|---|
| CUSIP NUMBER | 85521B742 |
Management | |
| Portfolio Managers | Brian Shevland |
| Investment Advisor | Cavalier Investments, LLC d/b/a Adaptive Investments 12600 Deerfield Drive Suite 100 Alpharetta, GA 30004 |
| Investment Sub-Advisor | Bluestone Capital Management, LLC 37 West Avenue, Suite 201 Wayne, PA 19087 |
| Distributor | Capital Investment Group, Inc. 100 E Six Forks Road Suite 200 Raleigh, NC 27609 |
| Inception Date | September 20, 2012 |
Annual Fund Operating Expenses | |
| Management Fees | 1.00% |
| Other Expenses | 0.24% |
| Interest Expense on securities on margin | 0.01% |
| Acquired Fund Fees and Expenses1 | 0.30% |
| Total Annual Fund Operating Expenses | 1.55% |
| 1 "Acquired Fund" means any investment company in which the Fund invests or has invested during the previous fiscal year. The "Total Annual Fund Operating Expenses" and "Net Annual Fund Operating Expenses" will not match the Fund’s gross and net expense ratios reported in the Financial Highlights from the Fund’s financial statements, which reflect the operating expenses of the Fund and do not include Acquired Fund Fees and Expenses. | |
Principal Risks of Investing in the Fund | |
| An investment in the Fund is subject to investment risks, including the possible loss of some or all of the principal amount invested. There can be no assurance that the Fund will be successful in meeting its investment objective. Generally, the Fund will be subject to the following additional risks: Common Stock Risk, Control of Portfolio Funds Risk, Equity Securities Risk, Fixed Income Risk, ETF Investing Risk, Fund Investing Risk, Cash and Cash Equivalents Risk, Foreign Securities and Emerging Markets Risk, Investment Advisor Risk, Management Risk, Large-Cap Securities Risk, Market Risk, Portfolio Turnover Risk, Quantitative Model Risk, Small-Cap and Mid-Cap Securities Risk, Cybersecurity Risk, COVID-19 Risk, Authorized Participant Risk, ETF Structure Risks, and Early Close/Trading Halt Risk. More information about these risks and other risks can be found in the Fund’s prospectus. | |
| An investor should consider the investment objectives, risks, and charges and expenses of the Fund carefully before investing. The prospectus contains this and other information about the Fund. A copy of the prospectus is available at the link below or by calling Shareholder Services at 1-800-773-3863. The prospectus should be read carefully before investing. | |
Download Information | |
| Summary Prospectus | |
| Prospectus | |
| Privacy Policy | |
| Annual Report | |
| Semi-Annual Report | |
| SAI | |
Portfolio Holdings | |
| Portfolio Holdings as of 4/30/2021 | Click to View |
| Portfolio Holdings as of 8/31/2020, 1st Quarter of the most recent fiscal year | Click to View |
| Portfolio Holdings as of 2/29/2020, 3rd Quarter of the most recent fiscal year | Click to View |
Click on any of the above links to view the document. For best results right-click the link and choose "Save as" to save the PDF file to your local disk drive. All documents are in Adobe Acrobat (.pdf) format. The Fund may not be available for sale in all states. The information presented on this page is not an offer to sell or a solicitation of an offer to purchase the Fund.
Distributor: Capital Investment Group, Inc., Member FINRA/SIPC, 100 E Six Forks Road, Suite 200, Raleigh, NC 27609, (800) 773-3863.
There is no affiliation between Cavalier Investments, LLC, d/b/a Adaptive Investments, including its principals, and Capital Investment Group, Inc.
Effective as of the close of business on May 7, 2021, the fund acquired the assets and assumed the performance, financial and other historical information of the Adaptive Growth Opportunities Fund, an open-end mutual fund (incepted September 20, 2012). The fund’s investment objectives, strategies and policies are substantially similar to those of the predecessor mutual fund and it was managed by the same portfolio managers. Performance information for periods prior to May 7, 2021 is the historical performance of the predecessor mutual fund and reflects the higher operating expenses of the predecessor mutual fund. Effective as of the close of business on May 7, 2021, the fund acquired the assets and assumed the performance, financial and other historical information of the Adaptive Growth Opportunities Fund, an open-end mutual fund (incepted September 20, 2012). Premium/Discount information reflects the commencement of operations of the fund as an ETF.